WHAT’S NEW IN RG175?
RG175 comprehensively reviewed the entire advice process and has broad implications for licensees and authorised representatives writes Claire Wivell Plater.
RG175 comprehensively reviewed the entire advice process and has broad implications for licensees and authorised representatives writes Claire Wivell Plater.
Advisers who believe that commissions don’t influence which product they recommend will need to be able to back this up with the facts, writes Claire Wivell Plater
You might need to start sending Fee Disclosure Statements to new and existing retail clients, writes Claire Wivell Plater
Best interests duty starts on 1 July 2013. There’s more to it than appears at a first glance says Claire Wivell Plater
Financial services businesses should not underestimate how helpful it can be in working with ASIC after a breach, writes Claire Wivell Plater
Most practices will need to consult a lawyer at some point in their evolution. Claire Wivell Plater looks at what kind of lawyers you will want to both partner with and avoid.
Does RG 175’s new Conflicts Priority Rule spell the end of asset-based fees? Not in all cases, but some rethinking will be required, writes Claire Wivell Plater.
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